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Independently conducts complex analyses of FINRA firms communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas of quality control, training and supervision.Essential Job Functions: Conducts routine and complex assessments and analyse...
Independently conducts complex analyses of FINRA firms communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas of quality control, training and supervision.Essential Job Functions: Conducts routine and complex assessments and analyse...
Are you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass?As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors. Our mission is investor protection and market integrity. If this sounds intriguing, keep rea...
Are you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass?As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors. Our mission is investor protection and market integrity. If this sounds intriguing, keep rea...
Are you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass?As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors. Our mission is investor protection and market integrity. If this sounds intriguing, keep rea...
Independently conducts complex analyses of FINRA firms communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas of quality control, training and supervision.Essential Job Functions: Conducts routine and complex assessments and analyse...
Our PurposeWe work to connect and power an inclusive, digital economy that benefits everyone, everywhere by making transactions safe, simple, smart and accessible. Using secure data and networks, partnerships and passion, our innovations and solutions help individuals, financial institutions, governments and businesses realize their greatest potential. Our decency quotient, or DQ, drives our cultu...
Independently conducts complex analyses of FINRA firms communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas of quality control, training and supervision.Essential Job Functions: Conducts routine and complex assessments and analyse...
Philo: TV on the Internet (TVoIP)At Philo, were a group of technology and product people who set out to build the future of television, marrying the best in modern technology with the most compelling medium ever invented in short, were building the TV experience that weve always wanted for ourselves. In practice this means leveraging cloud delivery, modern tech stacks, machine learning, and hand-...
Independently conducts complex analyses of FINRA firms communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas of quality control, training and supervision.Essential Job Functions:Conducts routine and complex assessments and analyses...