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Independently conducts complex analyses of FINRA firms communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas of quality control, training and supervision.Essential Job Functions: Conducts routine and complex assessments and analyse...

Are you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass?As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors. Our mission is investor protection and market integrity. If this sounds intriguing, keep rea...

Independently conducts complex analyses of FINRA firms communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas of quality control, training and supervision.Essential Job Functions:Conducts routine and complex assessments and analyses...

Irvine, CAHybrid Full-time $120,000.00 - $200,000.00Posted TodayThe Sr. Account Executive position is a key role within our organization, responsible for developing and delivering on established sales goals. The successful candidate will have a deep understanding of the sales process and possess the ability to effectively identify and close new business opportunities. This involves prospecting, bu...

Are you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass?As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors. Our mission is investor protection and market integrity. If this sounds intriguing, keep rea...

Are you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass?As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors. Our mission is investor protection and market integrity. If this sounds intriguing, keep rea...

Are you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass?As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors. Our mission is investor protection and market integrity. If this sounds intriguing, keep rea...

Independently conducts complex analyses of FINRA firms communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas of quality control, training and supervision.Essential Job Functions:Conducts routine and complex assessments and analyses...

Independently conducts complex analyses of FINRA firms communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas of quality control, training and supervision.Essential Job Functions: Conducts routine and complex assessments and analyse...